合規咨詢服務

合規咨詢服務


・面向證監會持牌機構的合規咨詢服務

・證監會第 1、2、4、6、9 類受規管活動牌照申請辦理

・面向美國基金投資者的額外監管申報工作(例如提交美國證券交易委員會 Form ADV 表格、商品期貨交易委員會4.13(a)(3)豁免申報)

・證監會模擬巡查及合規審查

・協助應對證監會常規現場檢查

・營銷及宣傳廣告材料合規審核

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Our One-Stop Services Include:

  • Business structure consultation (e.g., limited company, branch, sole proprietorship)
  • Assistance for obtaining various licenses in Hong Kong
  • Guidance on company incorporation in Hong Kong
  • Coordination with licensed professionals for license applications and company registration
  • Assistance with opening corporate bank accounts
  • Referrals for registered office address and company secretary services
  • Connection to legal, tax, and accounting experts
  • SG咨询服务(包括碳信用)

We serve as your single point of contact to manage the entire process — simplifying communication, reducing costs, and ensuring a smooth experience from start to finish.

Contact us to begin your seamless setup journey in Hong Kong.

Contact us: info@charlotteconsultancy.com