Compliance Services

Compliance Services


.Compliance advisory to SFC licensed corporations

.Licence application for SFC Type 1, 2, 4, 6, 9 regulated activities

.Additional regulatory reporting for US fund investors (e.g., SEC Form ADV submission, CFTC 4.13(a)(3) de minimis exemption reporting)

.Mock SFC inspection and compliance reviews

.Support for SFC routine inspections

.Marketing and advertisement materials reviews

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Our One-Stop Services Include:

  • Business structure consultation (e.g., limited company, branch, sole proprietorship)
  • Assistance for obtaining various licenses in Hong Kong
  • Guidance on company incorporation in Hong Kong
  • Coordination with licensed professionals for license applications and company registration
  • Assistance with opening corporate bank accounts
  • Referrals for registered office address and company secretary services
  • Connection to legal, tax, and accounting experts
  • ESG advisory services (including carbon credit)

We serve as your single point of contact to manage the entire process — simplifying communication, reducing costs, and ensuring a smooth experience from start to finish.

Contact us to begin your seamless setup journey in Hong Kong.

Contact us: info@charlotteconsultancy.com